Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Malcolm Roger ParksCetera Investment Services LLCInfinex Investments, Inc.$5009-13-2019
Michael Keith Fyock Jr.LPL Financial LLCInfinex Investments, Inc.$2509-03-2019
Matthew A. WrennThe Huntington Investment CompanyInfinex Investments, Inc.08-30-2019
Gary Arthur TherrianCetera Investment Services LLCInfinex Investments, Inc.08-26-2019
Gary Arthur TherrianCetera Investment Services LLCInfinex Investments, Inc.08-26-2019
Thomas H KimCetera Investment Services LLCInfinex Investments, Inc.07-25-2019
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Cameron Lee HarrisEdward JonesInfinex Investments, Inc.07-01-2019
Brenda Lee GreegorCetera Investment Services LLCInfinex Investments, Inc.$15006-14-2019
Daniel Lee JonesCetera Investment Services LLCInfinex Investments, Inc.$2506-03-2019
Anthony Earl PorterCetera Advisor Networks LLCInfinex Investments, Inc.05-31-2019
Anto Armani ShakelianMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.05-13-2019
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Jon Kelly HendersonLPL Financial LLCInfinex Investments, Inc.$10004-24-2019
John Eric HansonLPL Financial LLCInfinex Investments, Inc.$15004-18-2019
Michael Sean MoranLPL Financial LLCInfinex Investments, Inc.04-10-2019
Michael O. JenkinsWells Fargo Clearing Services, LLCInfinex Investments, Inc.04-02-2019
Marc A WeintraubIDB Capital Corp.Infinex Investments, Inc.04-01-2019
John Vernon LyonsLPL Financial LLCInfinex Investments, Inc.$15002-26-2019
Alicia June ShowalterCetera Advisor Networks LLCInfinex Investments, Inc.01-31-2019
John T. QuiggleWells Fargo Clearing Services, LLCInfinex Investments, Inc.$5011-30-2018
William Bruce Floyd Jr.The Investment Center, Inc.Infinex Investments, Inc.11-30-2018
Stephen Robert NoldeLPL Financial LLCInfinex Investments, Inc.11-30-2018
Benjamin David GieseLPL Financial LLCInfinex Investments, Inc.11-27-2018
Jonathan D GinsburghCetera Investment Services LLCInfinex Investments, Inc.11-19-2018
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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