Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl John CerrutiLPL Financial LLCInvestacorp, Inc.07-21-2020
Robert Joseph Theisen Jr.Hilltop Securities Independent Network Inc.Investacorp, Inc.$2507-01-2020
Ian Eugene JamesInternational Assets Advisory, LLCInvestacorp, Inc.$5005-15-2020
Simon John OwenLion Street Financial, LLCInvestacorp, Inc.$10005-04-2020
Harvey Lee MaclinAegis Capital Corp.Investacorp, Inc.02-07-2020
Michael Terrance MahoneyAegis Capital Corp.Investacorp, Inc.02-07-2020
Scott Dale BoveeKovack Securities Inc.Investacorp, Inc.01-02-2020
Thomas William AutoreFortune Financial Services, Inc.Investacorp, Inc.11-06-2019
Gregory Nicholas FrankosLPL Financial LLCInvestacorp, Inc.09-18-2019
Anthony Edwin UnterseeLPL Financial LLCInvestacorp, Inc.09-17-2019
David Harlan HatchNewport Wealth Advisors, Inc.Investacorp, Inc.$2508-30-2019
Douglas W. McCallCambridge Investment Research, Inc.Investacorp, Inc.08-01-2019
Tayen Jameel HazqiyalJ.P. Morgan Securities LLCInvestacorp, Inc.07-09-2019
Daniel Barrientos Jr.J.P. Morgan Securities LLCInvestacorp, Inc.06-25-2019
Maria Teresa RanieriAmeriprise Financial Services, LLCInvestacorp, Inc.03-01-2019
Matthew D. KrowsKestra Investment Services, LLCInvestacorp, Inc.02-06-2019
John David BrazelAvantax Investment Services, Inc.Investacorp, Inc.11-02-2018
Carmen Dean Morrone Jr.Muriel Siebert & Co., Inc.Investacorp, Inc.$5009-17-2018
Reuben Lewis IVCambridge Investment Research, Inc.Investacorp, Inc.05-07-2018
Jonathan H. DudleyCentaurus Financial, Inc.Investacorp, Inc.04-18-2018
Kevin Lee EarlyKovack Securities Inc.Investacorp, Inc.$5012-21-2017
Martin Edward LeonardLPL Financial LLCInvestacorp, Inc.$1011-07-2017
Paul Joseph HigginsHeritage Financial Services, LLCInvestacorp, Inc.10-24-2017
Rafael Alberto CortezHSBC Securities (USA) Inc.Investacorp, Inc.10-17-2017
Christopher Lee EnglertMorgan StanleyInvestacorp, Inc.10-16-2017
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.