Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Scott LucasFBL Marketing Services, LLCInvestment Centers of America, Inc.01-21-2009
Karen Lee DavisKey Investment Services LLCInvestment Centers of America, Inc.04-13-2009
Cindy Jo HightMutual of Omaha Investor Services, Inc.Investment Centers of America, Inc.04-15-2009
Phillip Layne VickH. Beck, Inc.Investment Centers of America, Inc.$5003-01-2010
Billy Don Spicer Jr.Cambridge Investment Research, Inc.Investment Centers of America, Inc.$1003-04-2010
Dale Michael RoblRoyal Alliance Associates, Inc.Investment Centers of America, Inc.08-23-2010
Richard Glen SmithEdward JonesInvestment Centers of America, Inc.$10010-22-2010
Karen Ann Lovik-BarronWells Fargo Clearing Services, LLCInvestment Centers of America, Inc.$5010-27-2010
Jennifer Victoria PalakikoEdward JonesInvestment Centers of America, Inc.11-01-2010
Michael George MartellLPL Financial LLCInvestment Centers of America, Inc.$2505-27-2011
Robert Lee MartinCetera Financial Specialists LLCInvestment Centers of America, Inc.06-27-2011
Valerie Ellen CirboEdward JonesInvestment Centers of America, Inc.$1001-06-2012
Gary John GahlerSecurities America, Inc.Investment Centers of America, Inc.$5002-24-2012
Steven Richard PinnowAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$2505-04-2012
Alan James Van DelinderAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$2507-06-2012
Jodi Baker PerezRaymond James Financial Services, Inc.Investment Centers of America, Inc.$2507-18-2012
Jeannie Lynn HollidayRaymond James Financial Services, Inc.Investment Centers of America, Inc.07-18-2012
Tammi Lou ShirarfriskneyRaymond James Financial Services, Inc.Investment Centers of America, Inc.07-18-2012
Kerry Alan CoxMoney Concepts Capital CorpInvestment Centers of America, Inc.07-19-2012
Blaine Jason StockertAmerican Portfolios Financial Services, Inc.Investment Centers of America, Inc.11-02-2012
Sherri Sue ChaneyCetera Investment Services LLCInvestment Centers of America, Inc.$1001-10-2013
Jim Lee ChesleyRaymond James Financial Services, Inc.Investment Centers of America, Inc.$15002-19-2013
Lori Lynne RothenbergerRaymond James Financial Services, Inc.Investment Centers of America, Inc.02-19-2013
Michael James HillbloomPrincipal Securities, Inc.Investment Centers of America, Inc.09-03-2013
David William DykstraVALIC Financial Advisors, Inc.Investment Centers of America, Inc.09-04-2013
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Showing 1 to 25 of 363 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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