Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Therese PopeTransamerica Financial Advisors, IncInvestment Centers of America, Inc.$50007-20-2009
Susan Lavon WeloSecurities America, Inc.Investment Centers of America, Inc.$10010-07-2009
Timothy Joel SchultzSecurities America, Inc.Investment Centers of America, Inc.$10002-24-2011
John Arthur MartinFintegra, LLCInvestment Centers of America, Inc.10-27-2011
Gary John GahlerSecurities America, Inc.Investment Centers of America, Inc.$50002-24-2012
Thomas W GahlerSecurities America, Inc.Investment Centers of America, Inc.02-24-2012
Gregory Alan BowarSecurities America, Inc.Investment Centers of America, Inc.$10008-24-2012
James Bryant EllingsonSecurities America, Inc.Investment Centers of America, Inc.$10008-31-2012
Matthew G BrakefieldFintegra, LLCInvestment Centers of America, Inc.11-18-2013
Toby HovelsrudAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$10010-13-2014
Gregory James LeutholdAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$10011-07-2014
Mila Fox QuiringAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$50011-07-2014
Michael Paul AckermanQuestar Capital CorporationInvestment Centers of America, Inc.03-23-2015
Bradley J. PalmersheimCetera Advisor Networks LLCInvestment Centers of America, Inc.04-10-2015
William Ray VogelerLPL Financial LLCInvestment Centers of America, Inc.07-11-2016
Joseph Paul TauerCetera Advisor Networks LLCInvestment Centers of America, Inc.01-12-2017
Ryan Joseph SherwoodPrincipal Securities, Inc.Investment Centers of America, Inc.06-23-2017
Christopher Trig JohnsonUnited Capital Financial AdvisersInvestment Centers of America, Inc.09-15-2017
Trever Thomas ChristianUnited Capital Financial AdvisersInvestment Centers of America, Inc.09-15-2017
Courtney Amanda LashombUnited Capital Financial AdvisersInvestment Centers of America, Inc.09-15-2017
John Stephen SchwalbachCetera Advisor Networks LLCInvestment Centers of America, Inc.$10009-18-2017
Andrew J. HaskellCommonwealth Financial NetworkInvestment Centers of America, Inc.$10010-06-2017
William James MarkovichCommonwealth Financial NetworkInvestment Centers of America, Inc.$50010-06-2017
Fredrick Walter SundquistCommonwealth Financial NetworkInvestment Centers of America, Inc.$80010-06-2017
Joseph Timothy LavineCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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