Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindsey Anne RoehlRaymond James Financial Services, Inc.Investment Centers of America, Inc.03-09-2018
Carol Ann MaderLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Chad Michael BackesLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Courtney Nicole DoerflerLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Dane Thomas GleesonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
David Joseph NarlochLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
David Patrick FordLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Eric Alan BrownLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Eric Russell MindhamLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
James Wilbur CaspersLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
John Russell FiorioLPL Financial LLCInvestment Centers of America, Inc.$15011-29-2017
Kevin Michael FlynnLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Kristie Lynn VoldbergLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Lynn Marie FordLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Marta VantLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Michael James CallanLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Michael Paul FiorioLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Randy Michael PenkwitzLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Reid Michael FiorioLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Jon Patrick DesmidtIndependent Financial Group, LLCInvestment Centers of America, Inc.$110-24-2017
Daniel Edward MckelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.$5010-23-2017
David Carl MillsCambridge Investment Research, Inc.Investment Centers of America, Inc.$1,00010-23-2017
Sean Patrick FaheyCambridge Investment Research, Inc.Investment Centers of America, Inc.$1010-23-2017
Sharon Marie MckelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.10-23-2017
Jonathan Robert WiegandThrivent Investment Management Inc.Investment Centers of America, Inc.10-01-2015
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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