Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindsey A. RoehlRaymond James Financial Services, Inc.Investment Centers of America, Inc.03-09-2018
Jennifer BruzasRaymond James Financial Services Advisors, IncInvestment Centers of America, Inc.03-01-2018
Daniel Edward McKelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.$8710-23-2017
Sean Patrick FaheyCambridge Investment Research, Inc.Investment Centers of America, Inc.$1010-23-2017
David Carl MillsCambridge Investment Research, Inc.Investment Centers of America, Inc.10-23-2017
Sharon Marie McKelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.10-23-2017
Michael Kurt WendtCambridge Investment Research, Inc.Investment Centers of America, Inc.10-20-2017
Jonathan WiegandThrivent Investment Management Inc.Investment Centers of America, Inc.10-01-2015
Jesse David WagnerNorthwestern Mutual Investment Services, LLCInvestment Centers of America, Inc.10-07-2013
Kevin Michael JaklinSCHENCK INVESTMENT SOLUTIONS LLCInvestment Centers of America, Inc.05-23-2012
Lynn Marie FordSecurities America, Inc.Investment Centers of America, Inc.$1002-01-2012
Michael George MartellLPL Financial LLCInvestment Centers of America, Inc.05-27-2011
Dale Michael RoblRoyal Alliance Associates, Inc.Investment Centers of America, Inc.08-23-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.