Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Boyce HughesAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Robert Scott LeffertAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Billie Lavelle OdomAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Thomas Anthony DemattiAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
William Douglas WilsonAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Bryan R. LawrenceAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Charles Walter SchaafAmeriprise Financial Services, Inc.Investment Professionals, Inc.$10006-22-2018
Charles Walter Schaaf Jr.Ameriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Harold Phillip CarlisleAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
William Alan GuthrieAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Tommy Lynn Green Jr.Ameriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Robert Steven RansdellStephensInvestment Professionals, Inc.$2503-02-2018
Kevin Matthew BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestment Professionals, Inc.$2507-28-2016
Kyle David ScottWells Fargo Clearing Services, LLCInvestment Professionals, Inc.$5008-28-2015
James Daniel PeltonArvest Wealth ManagementInvestment Professionals, Inc.$1010-05-2013
Neil Leon FergusonU.S. Bancorp Investments, Inc.Investment Professionals, Inc.06-20-2011
Kathryn Delores CarrollSt. Bernard Financial Services, Inc.Investment Professionals, Inc.05-03-2010
Michael Scott McGeeCenter Street Securities, Inc.Investment Professionals, Inc.09-25-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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