Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christopher SmithKMS Financial Services, Inc.Investors Capital Corp.08-29-2016
Martin Ross BraunschweigEssex Securities LLCInvestors Capital Corp.08-29-2016
Jeffrey Michael DavisSagePoint Financial, Inc.Investors Capital Corp.$108-26-2016
Richard Joseph Luzzo Jr.Voya Financial Advisors, Inc.Investors Capital Corp.08-08-2016
Shaun Roy MurphyProEquities, Inc.Investors Capital Corp.08-08-2016
James Sylvester Fleming IIIQuestar Capital CorporationInvestors Capital Corp.07-29-2016
Wendy Lesa Gipson-FitzpatrickLPL Financial LLCInvestors Capital Corp.$1007-29-2016
Daryl MillerCantella & Co., Inc.Investors Capital Corp.$5007-22-2016
David Louis MartinEssex Securities LLCInvestors Capital Corp.07-20-2016
Brian David PelczarskiVoya Financial Advisors, Inc.Investors Capital Corp.$107-07-2016
Henri Louis Rocheleau IIIVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Henry Aaron GreenbergVoya Financial Advisors, Inc.Investors Capital Corp.$5007-07-2016
Kathryn Marie CataldoVoya Financial Advisors, Inc.Investors Capital Corp.$15007-07-2016
Keith Allen ReardonVoya Financial Advisors, Inc.Investors Capital Corp.$2507-07-2016
Kenneth Allen WoodVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Jeffrey David MooreSII Investments, Inc.Investors Capital Corp.06-24-2016
James Joseph KelbleVoya Financial Advisors, Inc.Investors Capital Corp.$104-15-2016
Edward James Waldron IIILincoln Financial Advisors CorporationInvestors Capital Corp.$5002-26-2016
Wendi Chrystina Cowdrey-RagonVoya Financial Advisors, Inc.Investors Capital Corp.02-18-2016
Richard John DrewVoya Financial Advisors, Inc.Investors Capital Corp.01-05-2016
Brian Charles McallisterVoya Financial Advisors, Inc.Investors Capital Corp.$101-04-2016
Eliane R RibeiroThe Investment Center, Inc.Investors Capital Corp.11-23-2015
Mary Jean RobbinsVoya Financial Advisors, Inc.Investors Capital Corp.$111-09-2015
Jeffrey Robert MisholVoya Financial Advisors, Inc.Investors Capital Corp.$111-04-2015
Brian D Day-LewisVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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