Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edgar BrookhouzenEssex Securities LLCInvestors Capital Corp.$10002-03-2009
David Charles GravelEssex Securities LLCInvestors Capital Corp.$10001-01-2010
John Joseph Vigliotti Sr.Essex Securities LLCInvestors Capital Corp.$25001-01-2010
James Michael ScanlonCambridge Investment Research, Inc.Investors Capital Corp.$10001-04-2010
James H ArndtEssex Securities LLCInvestors Capital Corp.01-13-2010
Christopher Anthony GrandeWalnut Hill Advisors, LLCInvestors Capital Corp.02-03-2010
Peter Geary MartinWells Fargo Advisors Financial Network, LLCInvestors Capital Corp.11-05-2010
George Francis CappucciInvestors Capital Corp.Investors Capital Corp.$10001-03-2011
Dominique Anne DonovanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Investors Capital Corp.$10007-11-2011
Carlos Manuel OliveiraCambridge Investment Research, Inc.Investors Capital Corp.$10007-15-2011
Eric Jay SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestors Capital Corp.06-01-2012
Daniel Charles ReganNext Financial Group, Inc.Investors Capital Corp.$50011-23-2012
Michael G DooleySantander Securities LLCInvestors Capital Corp.$10007-11-2013
Albert M CordeiroEssex Securities LLCInvestors Capital Corp.08-30-2013
Peter James BacchiocchiAllstate Financial Services, LLCInvestors Capital Corp.10-31-2014
Richard CabeceirasLincoln InvestmentInvestors Capital Corp.11-13-2014
Michael Von Von MosseCambridge Investment Research, Inc.Investors Capital Corp.$15001-02-2015
Shawn Michael SullivanAdvisory Group Equity Services Ltd.Investors Capital Corp.$50001-22-2015
James David CrossonVoya Financial Advisors, Inc.Investors Capital Corp.$10003-06-2015
James M CrossonVoya Financial Advisors, Inc.Investors Capital Corp.03-06-2015
Peter James OldridVoya Financial Advisors, Inc.Investors Capital Corp.$75008-07-2015
Christopher S. OrlukMorgan StanleyInvestors Capital Corp.09-09-2015
David Jon ChwalekVoya Financial Advisors, Inc.Investors Capital Corp.$10010-30-2015
Renee Wendy SenesVoya Financial Advisors, Inc.Investors Capital Corp.$10010-30-2015
David Allen DirubboVoya Financial Advisors, Inc.Investors Capital Corp.$18010-30-2015
Next Page »

Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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