Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael QuinnRBC Capital Markets, LLCJ. B. Hanauer & Co.$20010-09-2009
Warren Jay GisserRBC Capital Markets, LLCJ. B. Hanauer & Co.$15010-09-2009
Ted Michael DavisRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Marc Robert CoopersmithRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Gregg AuerbachRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
Ronald Neil CooklerRBC Capital Markets, LLCJ. B. Hanauer & Co.$10010-09-2009
David BabbittRBC Capital Markets, LLCJ. B. Hanauer & Co.$5010-09-2009
Noah JacobsonRBC Capital Markets, LLCJ. B. Hanauer & Co.$5010-09-2009
Joseph Scott KayRBC Capital Markets, LLCJ. B. Hanauer & Co.$5010-09-2009
Stacey RudbartRBC Capital Markets, LLCJ. B. Hanauer & Co.$5010-09-2009
Bernard L. KashmannRBC Capital Markets, LLCJ. B. Hanauer & Co.$5010-09-2009
George SirigotisRBC Capital Markets, LLCJ. B. Hanauer & Co.$2510-09-2009
Jeffrey Alan FischmanRBC Capital Markets, LLCJ. B. Hanauer & Co.$2510-09-2009
Patrick MaurielloRBC Capital Markets, LLCJ. B. Hanauer & Co.$2510-09-2009
Michael Eric BourkeRBC Capital Markets, LLCJ. B. Hanauer & Co.$2510-09-2009
Stuart David SmithRBC Capital Markets, LLCJ. B. Hanauer & Co.$2510-09-2009
Ronald Ben MaxmanRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
James JahnsenRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Norman LehrerRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Marshall Evan AmesRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Jack David TichacekRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
James Michael EarlRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Ellen Mary FicacciRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Stephen Austin StappRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Scott Allen SuttonRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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