Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Tallman MaySunTrust Investment Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-16-2019
Charles Mark WilloughbyJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC06-18-2019
David Lee GoochTrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
David Steine Jr.TrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
Allan Prentiss Bowden Sr.Stifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-31-2019
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
William Claude ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-12-2018
John Welsh MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
Robert Andrew MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
William Patrick RoperFirst Horizon Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-25-2017
Stephen Michael ElderJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15008-17-2017
Jeffrey A. PainterRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$7611-10-2016
Aimee A. GibsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10003-26-2015
William Douglas ColburnRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-09-2013
Michelle Christine GattisCetera Advisor Networks LLCJ.J.B. Hilliard, W.L. Lyons, LLC03-28-2013
Robert William CollinsTrustFirstJ.J.B. Hilliard, W.L. Lyons, LLC03-08-2013
John Lee Kennedy IIITrustFirstJ.J.B. Hilliard, W.L. Lyons, LLC$5003-08-2013
David Drake HarlanCUNA Brokerage Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC02-04-2013
Lloyd Edward Gaw Jr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5001-06-2012
Lester Russell Kefauver IVLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC09-08-2011
Scott Douglas WilliamsRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-14-2011
Thomas Cole GiovannettiDuncan-Williams, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-06-2010
Nicholas Andrew ClayPurshe Kaplan Sterling InvestmentsJ.J.B. Hilliard, W.L. Lyons, LLC10-13-2010
David Jay LambersFirst Horizon Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-07-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.