Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee A. GibsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10003-26-2015
Allan Prentiss Bowden Sr.Stifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
Benjamin Tallman MaySunTrust Investment Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-16-2019
Charles Mark WilloughbyJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC06-18-2019
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
Darren Patrick JonesDuncan-Williams, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15009-14-2009
David Drake HarlanCUNA Brokerage Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC02-04-2013
David Jay LambersFirst Horizon Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-07-2009
David Lee GoochTrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
David Steine Jr.TrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
Jeffrey A. PainterRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$7611-10-2016
John Gregory SpainEdward JonesJ.J.B. Hilliard, W.L. Lyons, LLC11-06-2009
John Lee Kennedy IIITrustFirstJ.J.B. Hilliard, W.L. Lyons, LLC$5003-08-2013
John Welsh MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
Keith Alan JustisAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC10-30-2009
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-31-2019
Lester Russell Kefauver IVLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC09-08-2011
Lloyd Edward Gaw Jr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5001-06-2012
Michelle Christine GattisCetera Advisor Networks LLCJ.J.B. Hilliard, W.L. Lyons, LLC03-28-2013
Nicholas Andrew ClayPurshe Kaplan Sterling InvestmentsJ.J.B. Hilliard, W.L. Lyons, LLC10-13-2010
Robert Andrew MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
Robert William CollinsTrustFirstJ.J.B. Hilliard, W.L. Lyons, LLC03-08-2013
Scott Douglas WilliamsRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-14-2011
Stephen Michael ElderJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15008-17-2017
Thomas Cole GiovannettiDuncan-Williams, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-06-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.