Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Tallman MaySunTrust Investment Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-16-2019
David Lee GoochTrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
David Steine JrTrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC01-31-2019
William Patrick RoperFirst Horizon Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-25-2017
Aimee A GibsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC03-26-2015
David Drake HarlanCUNA Brokerage Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$802-04-2013
John Lee Kennedy IIITrustFirstJ.J.B. Hilliard, W.L. Lyons, LLC$2503-08-2013
Lester Russell Kefauver IVLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$2509-08-2011
Nicholas Andrew ClayPurshe Kaplan Sterling InvestmentsJ.J.B. Hilliard, W.L. Lyons, LLC$2510-13-2010
John Gregory SpainEdward JonesJ.J.B. Hilliard, W.L. Lyons, LLC$2511-06-2009
Charles Mark WilloughbyJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5006-18-2019
Stephen Michael ElderJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5008-17-2017
Jeffrey A PainterRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5011-10-2016
Bradley Scott RobertsCommonwealth Financial NetworkJ.J.B. Hilliard, W.L. Lyons, LLC$5006-11-2010
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
Allan Prentiss Bowden SrStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
William Claude ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-12-2018
John Welsh MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
Robert Andrew MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
Lloyd Edward Gaw JrWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15001-06-2012
Alfred Thomas NelsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15001-13-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.