Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose E PaniaguaLPL Financial LLCJ.P. Morgan Securities LLC10-07-2020
Clay SwigertManning & Napier Advisors, LLCJ.P. Morgan Securities LLC10-07-2020
Blair Christopher StuartFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-29-2020
Timothy Joseph CunninghamBenjamin F. Edwards & Company, Inc.J.P. Morgan Securities LLC09-28-2020
Matthew Anthony BlakeyVanguard Marketing CorporationJ.P. Morgan Securities LLC09-28-2020
Clinton R LouisoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2020
Matthew William BensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-25-2020
Craig J AbrahamCresset Asset Management, LLCJ.P. Morgan Securities LLC09-24-2020
Debra Ann ConnollyBankers Life Securities, Inc.J.P. Morgan Securities LLC09-24-2020
Gary Todd LevineKey Investment Services LLCJ.P. Morgan Securities LLC09-23-2020
Ruben CoronaPruco Securities, LLC.J.P. Morgan Securities LLC09-21-2020
Amanda Catherine PrescottVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC09-21-2020
Susan Lim LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-18-2020
Amin SchoumanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Hector Daniel Magana PiedraTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Terence Robert GrossRBC Capital Markets, LLCJ.P. Morgan Securities LLC09-18-2020
Brendon G AndersonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Andrew YoonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Ben Parker ParkerPlanMember Securities CorporationJ.P. Morgan Securities LLC09-17-2020
Robert Lester Picou IIIAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-17-2020
Alexander Javier Clark-RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-17-2020
Louis Joseph DenardoAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-14-2020
Aleksandr SlyusarevLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Michael I TanLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Mary Anne AhnFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-14-2020
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Showing 1 to 25 of 2,880 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.