Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Antun Domit IIIActinver Securities, Inc.J.P. Morgan Securities LLC12-16-2014
Hanh T. TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Alfonso RodriguezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-28-2017
Arthur Barry HenryAllstate Financial Services, LLCJ.P. Morgan Securities LLC$1409-26-2017
Kasim Basil CarterAllstate Financial Services, LLCJ.P. Morgan Securities LLC06-02-2017
Evelyn Spahalic PolstonAllstate Financial Services, LLCJ.P. Morgan Securities LLC04-13-2017
Ronald A. SosaAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-24-2017
Alexander AliceaAllstate Financial Services, LLCJ.P. Morgan Securities LLC02-25-2015
Christopher M. ReinceAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-23-2013
Barbara Ellen DuganAlpha Cubed Investments, LLCJ.P. Morgan Securities LLC08-21-2017
David Gregory HorneAmerican Fidelity Securities, Inc.J.P. Morgan Securities LLC$2505-09-2016
Samuel Micah ValerioAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC07-17-2019
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Joseph Michael RomasAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15004-12-2019
Braden Bryan JohnsonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-05-2019
Ronald Terry ErnstAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC01-25-2019
Mark Andrew SuttonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-19-2018
Jodi Lee SeddonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15008-10-2018
Joseph Anthony Cullen Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC$5006-15-2018
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Liet C. HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
Ryan Christopher MayAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-20-2017
Robert Joseph ArnoldyAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$1006-14-2017
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Showing 1 to 25 of 1,806 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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