Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John C. WellsBBVA Securities Inc.J.P. Morgan Securities LLC08-02-2017
Erica HerreraBBVA Securities Inc.J.P. Morgan Securities LLC07-20-2017
Shaida FangBBVA Securities Inc.J.P. Morgan Securities LLC05-10-2017
James David LlewellynBBVA Securities Inc.J.P. Morgan Securities LLC04-20-2017
Angela D. RaleyBBVA Securities Inc.J.P. Morgan Securities LLC01-18-2017
Annabel Louise WhitingBBVA Securities Inc.J.P. Morgan Securities LLC11-21-2016
Leigh Ann CooperBBVA Securities Inc.J.P. Morgan Securities LLC05-09-2016
Arnulfo Gonzalez Jr.BBVA Securities Inc.J.P. Morgan Securities LLC05-05-2016
Gilbert A. BrasilBBVA Securities Inc.J.P. Morgan Securities LLC01-21-2016
Veronica J. PenaBBVA Securities Inc.J.P. Morgan Securities LLC11-19-2015
Juan M. HernandezBBVA Securities Inc.J.P. Morgan Securities LLC10-20-2015
Douglas Andrew OttBBVA Securities Inc.J.P. Morgan Securities LLC08-17-2015
Clay Thomas RamlowBBVA Securities Inc.J.P. Morgan Securities LLC$2507-21-2015
Jessica Estrada FishBBVA Securities Inc.J.P. Morgan Securities LLC07-08-2015
Cristian J. LopezBBVA Securities Inc.J.P. Morgan Securities LLC05-12-2015
Jose E. MartinezBBVA Securities Inc.J.P. Morgan Securities LLC02-12-2015
Jesus Alberto CarrascoBBVA Securities Inc.J.P. Morgan Securities LLC02-11-2015
Richard SalinasBBVA Securities Inc.J.P. Morgan Securities LLC02-10-2015
Hunter Ryan SimsBBVA Securities Inc.J.P. Morgan Securities LLC10-22-2014
Juan Antonio OrtizBBVA Securities Inc.J.P. Morgan Securities LLC07-18-2014
Mohammed Akram AssaduddinBBVA Securities Inc.J.P. Morgan Securities LLC06-13-2014
Stephanie Suzette SelfBBVA Securities Inc.J.P. Morgan Securities LLC05-05-2014
Xavier T. GutierrezBBVA Securities Inc.J.P. Morgan Securities LLC01-09-2014
Lindsey C. ReddingBBVA Securities Inc.J.P. Morgan Securities LLC11-07-2013
Brian Robert BatesBBVA Securities Inc.J.P. Morgan Securities LLC10-31-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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