Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin James StahleyCetera Investment Services LLCJ.P. Morgan Securities LLC$2504-27-2015
David B. Dibello Jr.Cetera Investment Services LLCJ.P. Morgan Securities LLC09-23-2014
Nam V. LeCetera Investment Services LLCJ.P. Morgan Securities LLC08-22-2014
Michael T. CottierCetera Investment Services LLCJ.P. Morgan Securities LLC06-27-2014
Hung E. LaiCetera Investment Services LLCJ.P. Morgan Securities LLC02-18-2014
Jiaqi ChenCetera Investment Services LLCJ.P. Morgan Securities LLC11-20-2013
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Daniel Joseph TimariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2504-25-2019
Fatima Zilley RizviCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2019
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Elizabeth J. AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2502-13-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-06-2019
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-07-2018
Rachelle M. Flood KupelianCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-05-2018
Olga Maria Gomez-DurrettCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-25-2018
Maribelda N. DhaliwalCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-19-2018
Antonina VicariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$15009-18-2018
Juan Eduardo RamosCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2018
Sandra M. RojasCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
James Dunphy IVCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
Michele Ann LisioCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-16-2018
William E FernandezCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-21-2018
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Showing 151 to 175 of 1,819 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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