Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David PerryMorgan Stanley & Co. IncorporatedJ.P. Morgan Securities LLC01-01-2009
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15001-09-2009
Mark Edward RidleyStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC$5002-27-2009
Michael Scott ReiterLPL Financial LLCJ.P. Morgan Securities LLC$103-03-2009
Eric Bruce SilverRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-09-2009
James Alexander Poche IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15003-13-2009
Kevin Francis KnoblochWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10003-13-2009
Shaun Arthur BurnsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10003-13-2009
John Michael CiorraState Farm VP Management Corp.J.P. Morgan Securities LLC04-06-2009
James Wagoner PellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-08-2009
Nicholas TroianoHighTower Securities, LLCJ.P. Morgan Securities LLC05-08-2009
Samuel Shober Stroud Jr.Securian Financial Services, Inc.J.P. Morgan Securities LLC05-14-2009
Joann WrobelMorgan StanleyJ.P. Morgan Securities LLC06-10-2009
Michael Steven LeeUBS Financial Services Inc.J.P. Morgan Securities LLC$10006-26-2009
Dale Alan PensgenWall Street Financial Group, Inc.J.P. Morgan Securities LLC06-29-2009
Richard G Brown IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-30-2009
Maryann RuckLPL Financial LLCJ.P. Morgan Securities LLC$2508-04-2009
Michael Douglas RobinsonHighTower Securities, LLCJ.P. Morgan Securities LLC08-21-2009
Mark David WheelerWilliam BlairJ.P. Morgan Securities LLC08-24-2009
Gene Ray RiceMorgan StanleyJ.P. Morgan Securities LLC08-28-2009
Jacqueline Maupin Clay, James King Miller Jr.Morgan StanleyJ.P. Morgan Securities LLC08-28-2009
Jerry Wayne Tyler Jr.Morgan StanleyJ.P. Morgan Securities LLC08-28-2009
Joseph M Olexa Jr.Morgan StanleyJ.P. Morgan Securities LLC$1009-11-2009
John Richard Buller, Tabb Michael Wile, David Glenn Clark, Virginia Ann Wisely, David J RunyonMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
Albert James SabiniOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-09-2009
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Showing 1 to 25 of 3,527 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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