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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David PerryMorgan Stanley & Co. IncorporatedJ.P. Morgan Securities LLC01-01-2009
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-09-2009
Daniel Jack JacobyLPL Financial LLCJ.P. Morgan Securities LLC02-20-2009
Mark Edward RidleyStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC02-27-2009
Kelvin Javan SavageJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-03-2009
Michael Scott ReiterLPL Financial LLCJ.P. Morgan Securities LLC$15003-03-2009
Eric Bruce SilverRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-09-2009
Jaysen Christopher McClearyBela Capital LLCJ.P. Morgan Securities LLC03-13-2009
James Alexander Poche IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10003-13-2009
Kevin Francis KnoblochWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-13-2009
Shaun Arthur BurnsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15003-13-2009
Jerome Michael KleinHighTower Securities, LLCJ.P. Morgan Securities LLC$2505-08-2009
Nicholas TroianoHighTower Securities, LLCJ.P. Morgan Securities LLC05-08-2009
James Wagoner PellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10005-08-2009
Samuel Shober Stroud Jr.Securian Financial Services, Inc.J.P. Morgan Securities LLC05-15-2009
Joann WrobelMorgan StanleyJ.P. Morgan Securities LLC06-10-2009
Michael Steven LeeUBS Financial Services Inc.J.P. Morgan Securities LLC$10006-26-2009
Dale Alan PensgenWall Street Financial Group, Inc.J.P. Morgan Securities LLC06-29-2009
Maryann RuckLPL Financial LLCJ.P. Morgan Securities LLC08-04-2009
Michael D. RobinsonHighTower Securities, LLCJ.P. Morgan Securities LLC08-21-2009
Mark David WheelerWilliam BlairJ.P. Morgan Securities LLC08-24-2009
Jacqueline Maupin ClayMorgan StanleyJ.P. Morgan Securities LLC08-28-2009
Gene Ray RiceMorgan StanleyJ.P. Morgan Securities LLC08-28-2009
James King Miller Jr.Morgan StanleyJ.P. Morgan Securities LLC08-28-2009
Jerry Wayne Tyler Jr.Morgan StanleyJ.P. Morgan Securities LLC08-28-2009
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Showing 1 to 25 of 5,336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.