Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5001-09-2009
Mark Edward RidleyStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC$5002-27-2009
Michael Scott ReiterLPL Financial LLCJ.P. Morgan Securities LLC$15003-03-2009
Eric Bruce SilverRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-09-2009
Shaun Arthur BurnsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15003-13-2009
James Alexander Poche IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10003-13-2009
Kevin Francis KnoblochWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-13-2009
James Wagoner PellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10005-08-2009
Michael Steven LeeUBS Financial Services Inc.J.P. Morgan Securities LLC$10006-26-2009
Maryann RuckLPL Financial LLCJ.P. Morgan Securities LLC08-04-2009
Mark David WheelerWilliam BlairJ.P. Morgan Securities LLC08-24-2009
Joseph M. Olexa Jr.Morgan StanleyJ.P. Morgan Securities LLC$10009-11-2009
John Richard Buller, Tabb Michael Wile, David Glenn Clark, Virginia Ann Wisely, David J. RunyonMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
Barry Michael O'SheaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC10-09-2009
William John DeichmannMorgan StanleyJ.P. Morgan Securities LLC10-30-2009
Charles Wilson GallagherCommonwealth Financial NetworkJ.P. Morgan Securities LLC11-09-2009
William Earl EtsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10001-29-2010
Todd Temple NiersteFifth Third Securities, Inc.J.P. Morgan Securities LLC03-06-2010
Robert Charles Tholl Jr.Morgan StanleyJ.P. Morgan Securities LLC03-26-2010
David Lawrence AndrewsLPL Financial LLCJ.P. Morgan Securities LLC04-29-2010
William R Juergens Jr., Mary Elizabeth NolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-30-2010
Jay Steven FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10006-09-2010
Renee Michelle FourcadeUBS Financial Services Inc.J.P. Morgan Securities LLC07-14-2010
Joshua Glenn MillsRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC$5010-18-2010
Bradley John SimenzUBS Financial Services Inc.J.P. Morgan Securities LLC11-01-2010
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Showing 1 to 25 of 1,814 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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