Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D GuinnFisher InvestmentsJ.P. Morgan Securities LLC03-20-2018
Aaron Demetrius PolkWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2019
Aaron Donald MasseyUBS Financial Services Inc.J.P. Morgan Securities LLC06-09-2014
Aaron J MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Aaron Lynn FosterRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5006-26-2018
Aaron M EasterEdward JonesJ.P. Morgan Securities LLC$5005-01-2014
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC$5003-06-2015
Aaron Russell HandfieldCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC08-26-2013
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$5012-12-2013
Aaron Scott Correll JrFidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-11-2018
Aarushi Y PathakMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Abigail Torres-AburtoFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC01-11-2016
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Adalberto PerazaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2013
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Adam David EhrlichMorgan StanleyJ.P. Morgan Securities LLC08-25-2020
Adam Edward CheraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-29-2020
Adam Gerald DegiorgioMorgan StanleyJ.P. Morgan Securities LLC08-25-2015
Adam Gregory RiveraUBS Financial Services Inc.J.P. Morgan Securities LLC03-25-2013
Adam J TlustyFiduciary Counselling IncJ.P. Morgan Securities LLC08-07-2018
Adam Jack WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-01-2020
Adam Jacob GroenEdward JonesJ.P. Morgan Securities LLC11-25-2019
Adam Jordan ZipperFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$1,00007-31-2020
Adam LeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-30-2019
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Showing 1 to 25 of 2,880 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.