Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose E PaniaguaLPL Financial LLCJ.P. Morgan Securities LLC10-07-2020
Aleksandr SlyusarevLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Michael I TanLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Christopher James BowmanLPL Financial LLCJ.P. Morgan Securities LLC$15009-09-2020
Emily J QuatmanLPL Financial LLCJ.P. Morgan Securities LLC09-04-2020
Michael J ReichmanLPL Financial LLCJ.P. Morgan Securities LLC08-17-2020
Jonathan Mark SmithLPL Financial LLCJ.P. Morgan Securities LLC08-13-2020
Anthony ValdezLPL Financial LLCJ.P. Morgan Securities LLC08-03-2020
Samer Antoine HilalLPL Financial LLCJ.P. Morgan Securities LLC$10007-15-2020
Bruce PerskyLPL Financial LLCJ.P. Morgan Securities LLC$5003-05-2020
Brandon VetterLPL Financial LLCJ.P. Morgan Securities LLC02-11-2020
Eric Kyle BirchLPL Financial LLCJ.P. Morgan Securities LLC$15001-13-2020
Ming Hong ChungLPL Financial LLCJ.P. Morgan Securities LLC01-10-2020
Barry Alan KrumwiedeLPL Financial LLCJ.P. Morgan Securities LLC$15011-05-2019
Ted Eric AlbrechtLPL Financial LLCJ.P. Morgan Securities LLC$5010-11-2019
Kurt Frederick YndestadLPL Financial LLCJ.P. Morgan Securities LLC08-26-2019
Joseph Nicholas MazzuccoLPL Financial LLCJ.P. Morgan Securities LLC$5008-23-2019
Patrick J Jarzembowski JrLPL Financial LLCJ.P. Morgan Securities LLC$15006-28-2019
Sandra Dee ApgarLPL Financial LLCJ.P. Morgan Securities LLC04-08-2019
Dennis Lee ZaplinLPL Financial LLCJ.P. Morgan Securities LLC$5003-29-2019
Ernest EscobarLPL Financial LLCJ.P. Morgan Securities LLC03-25-2019
Sean Thomas NeelLPL Financial LLCJ.P. Morgan Securities LLC03-04-2019
Oswaldo SayonLPL Financial LLCJ.P. Morgan Securities LLC01-18-2019
Erik Timothy FlaigLPL Financial LLCJ.P. Morgan Securities LLC11-02-2018
Erik Charles TomLPL Financial LLCJ.P. Morgan Securities LLC09-26-2018
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.