Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph M. Olexa Jr.Morgan StanleyJ.P. Morgan Securities LLC$10009-11-2009
John Richard Buller, Tabb Michael Wile, David Glenn Clark, Virginia Ann Wisely, David J. RunyonMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
William John DeichmannMorgan StanleyJ.P. Morgan Securities LLC10-30-2009
Robert Charles Tholl Jr.Morgan StanleyJ.P. Morgan Securities LLC03-26-2010
Timothy Donald Soderquist, Daniel Lee WincklerMorgan StanleyJ.P. Morgan Securities LLC02-11-2011
Marguerite Claudia KnightMorgan StanleyJ.P. Morgan Securities LLC$15005-06-2011
Frank Tae RoMorgan StanleyJ.P. Morgan Securities LLC07-13-2011
Thomas M. WojcikMorgan StanleyJ.P. Morgan Securities LLC08-05-2011
Angelina Marie FuntanillaMorgan StanleyJ.P. Morgan Securities LLC$15002-27-2012
Debra Jones-McconnellMorgan StanleyJ.P. Morgan Securities LLC04-09-2012
J. Matthew Matthew BoppMorgan StanleyJ.P. Morgan Securities LLC10-19-2012
Lisa Marie MirabellaMorgan StanleyJ.P. Morgan Securities LLC10-26-2012
Garry Dean WhitfieldMorgan StanleyJ.P. Morgan Securities LLC11-02-2012
Andrew Wesley CallMorgan StanleyJ.P. Morgan Securities LLC12-05-2012
Steven Robert Sheresky, Jeffrey Lloyd Sheresky, Jeffrey Christopher SamsenMorgan StanleyJ.P. Morgan Securities LLC$15002-01-2013
Russell Norman BaconMorgan StanleyJ.P. Morgan Securities LLC02-15-2013
Brandon Lee HarrisMorgan StanleyJ.P. Morgan Securities LLC03-04-2013
Paul Douglas Emrick, William Troy HottensteinMorgan StanleyJ.P. Morgan Securities LLC$5004-05-2013
Ian Evan FischlerMorgan StanleyJ.P. Morgan Securities LLC04-05-2013
Jonathan Erik RynskyMorgan StanleyJ.P. Morgan Securities LLC04-05-2013
Michael Lee MatthysMorgan StanleyJ.P. Morgan Securities LLC$10004-15-2013
Caleb Thomas QuickMorgan StanleyJ.P. Morgan Securities LLC05-03-2013
Thomas S. McGeeMorgan StanleyJ.P. Morgan Securities LLC05-20-2013
Lorne Steven KellerMorgan StanleyJ.P. Morgan Securities LLC05-21-2013
David NarvaezMorgan StanleyJ.P. Morgan Securities LLC$5008-09-2013
Next Page »

Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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