Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Mariano GarayUBS Financial Services Inc.J.P. Morgan Securities LLC$10010-25-2019
Justin Love BarrosoUBS Financial Services Inc.J.P. Morgan Securities LLC$10010-11-2019
Pedro Jose Lopez-VillariUBS Financial Services Inc.J.P. Morgan Securities LLC08-30-2019
Eavenson S. HorterUBS Financial Services Inc.J.P. Morgan Securities LLC$50008-16-2019
Andrew Scott CzarkowskiUBS Financial Services Inc.J.P. Morgan Securities LLC07-16-2019
Deborah Allan KraakUBS Financial Services Inc.J.P. Morgan Securities LLC$15010-22-2018
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Jessica Maria D'OleoUBS Financial Services Inc.J.P. Morgan Securities LLC09-03-2018
Shawn HealyUBS Financial Services Inc.J.P. Morgan Securities LLC08-10-2018
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Evan Lee BlakeUBS Financial Services Inc.J.P. Morgan Securities LLC07-12-2018
Michael Paul BartonUBS Financial Services Inc.J.P. Morgan Securities LLC$10007-05-2018
Juan CalderonUBS Financial Services Inc.J.P. Morgan Securities LLC$10006-25-2018
Miguel Angel Barbosa-MachadoUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Carlos Rodriguez AspirichagaUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Rebecca Emmanuel RooneyUBS Financial Services Inc.J.P. Morgan Securities LLC$15012-15-2017
Raul Junior FernandezUBS Financial Services Inc.J.P. Morgan Securities LLC11-28-2017
Louis Joseph TrachtmanUBS Financial Services Inc.J.P. Morgan Securities LLC10-06-2017
Indy JonesUBS Financial Services Inc.J.P. Morgan Securities LLC08-22-2017
Matthew Fitzgerald DunnUBS Financial Services Inc.J.P. Morgan Securities LLC$50003-27-2017
Austin Michael FarahUBS Financial Services Inc.J.P. Morgan Securities LLC02-13-2017
Mayra Alejandra MercadoUBS Financial Services Inc.J.P. Morgan Securities LLC01-03-2017
Meghan Elizabeth Lane SutherlandUBS Financial Services Inc.J.P. Morgan Securities LLC12-20-2016
Steven CordobaUBS Financial Services Inc.J.P. Morgan Securities LLC11-16-2016
Jay Dohrn Baumgardner IIIUBS Financial Services Inc.J.P. Morgan Securities LLC$50009-22-2016
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.