Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Auroon P. ThapaAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$2506-09-2015
Karen Claudine ToddAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC10-29-2014
Kimberly Lynn HerreraAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5010-10-2014
Dax Jonas McMenaminBancWest Investment Services, Inc.J.P. Morgan Securities LLC06-12-2013
Justin P. TeclawBBVA Securities Inc.J.P. Morgan Securities LLC09-25-2019
Karina ValleBBVA Securities Inc.J.P. Morgan Securities LLC02-22-2019
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Daniel DahmaniBBVA Securities Inc.J.P. Morgan Securities LLC11-27-2018
Julian Francisco CortezBBVA Securities Inc.J.P. Morgan Securities LLC08-30-2018
Guillermo A. CamargoBBVA Securities Inc.J.P. Morgan Securities LLC06-19-2018
Beverly Mae NelsonBBVA Securities Inc.J.P. Morgan Securities LLC05-22-2018
Manuel A. RamirezBBVA Securities Inc.J.P. Morgan Securities LLC02-21-2018
Erika HernandezBBVA Securities Inc.J.P. Morgan Securities LLC02-05-2018
Veronica B. RiosBBVA Securities Inc.J.P. Morgan Securities LLC05-23-2017
Annabel Louise WhitingBBVA Securities Inc.J.P. Morgan Securities LLC11-21-2016
Gerardo MendozaBBVA Securities Inc.J.P. Morgan Securities LLC05-27-2016
Vincent Joseph PameliaBBVA Securities Inc.J.P. Morgan Securities LLC02-17-2016
Christopher A. BajalBBVA Securities Inc.J.P. Morgan Securities LLC01-20-2016
Arvid James GrierBBVA Securities Inc.J.P. Morgan Securities LLC08-26-2015
Pamela Marie RussellBBVA Securities Inc.J.P. Morgan Securities LLC05-08-2015
Lori L MoralesBBVA Securities Inc.J.P. Morgan Securities LLC12-22-2014
Timothy StreetBBVA Securities Inc.J.P. Morgan Securities LLC12-18-2014
Bayardo J. ChavarriaBBVA Securities Inc.J.P. Morgan Securities LLC08-20-2014
Brian Robert BatesBBVA Securities Inc.J.P. Morgan Securities LLC10-31-2013
Kathryn Jane HallBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC05-22-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.