Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Claudine ToddAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC10-29-2014
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Beverly Mae NelsonBBVA Securities Inc.J.P. Morgan Securities LLC05-22-2018
Annabel Louise WhitingBBVA Securities Inc.J.P. Morgan Securities LLC11-21-2016
Brian Robert BatesBBVA Securities Inc.J.P. Morgan Securities LLC10-31-2013
Jeffrey D AnthonyCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Scott G. AitkenCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Kristopher Coty BrownEdward JonesJ.P. Morgan Securities LLC10-25-2019
Yvette A. FernandezEdward JonesJ.P. Morgan Securities LLC09-19-2014
Jacob P. Vander Vander SlikFinancial Engines Advisors L.L.C.J.P. Morgan Securities LLC11-23-2015
Joseph Burnett Bass IIIFinancial Engines Advisors L.L.C.J.P. Morgan Securities LLC03-14-2014
Perry John DufresneKeystone Wealth Partners LLCJ.P. Morgan Securities LLC03-03-2017
Sean Thomas NeelLPL Financial LLCJ.P. Morgan Securities LLC03-04-2019
Dawna Westberg-WelchLPL Financial LLCJ.P. Morgan Securities LLC$5004-01-2016
Mark-Christopher B. WeissMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-09-2016
Anthony M. AmorosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-16-2016
Loretta Kay BarmesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-17-2014
Ronald DiazMorgan StanleyJ.P. Morgan Securities LLC06-20-2019
Timothy B MetcalfMorgan StanleyJ.P. Morgan Securities LLC05-05-2017
Eric Wilson BurnsMorgan StanleyJ.P. Morgan Securities LLC04-05-2017
Adam Gerald DegiorgioMorgan StanleyJ.P. Morgan Securities LLC08-25-2015
Max E. Sanel, Eric A. OlsonMorgan StanleyJ.P. Morgan Securities LLC02-02-2015
Anna Delia Alvarado, Guillermina FranklinMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Robert Javier MonroyMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Cesar Martin Castelo Jr.Morgan StanleyJ.P. Morgan Securities LLC11-15-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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