Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M SupitaMorgan StanleyJ.P. Morgan Securities LLC07-14-2014
Adam Gerald DegiorgioMorgan StanleyJ.P. Morgan Securities LLC08-25-2015
Adejanira F BishopWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$50007-29-2014
Anna Delia AlvaradoMorgan StanleyJ.P. Morgan Securities LLC11-06-2014
Annabel Louise WhitingBBVA Securities Inc.J.P. Morgan Securities LLC11-21-2016
Anthony Joseph CalhounWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10005-18-2018
Anthony M. AmorosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-16-2016
April Michelle BeltranWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC11-13-2014
Arvid James GrierBBVA Securities Inc.J.P. Morgan Securities LLC08-26-2015
Auroon P ThapaAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$25006-09-2015
Bac Phuong PhuWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC08-05-2015
Barry Michael O'SheaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC$10010-09-2009
Bayardo J ChavarriaBBVA Securities Inc.J.P. Morgan Securities LLC08-20-2014
Beverly Mae NelsonBBVA Securities Inc.J.P. Morgan Securities LLC05-22-2018
Brandon Joe MontoyaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-10-2015
Brett Richard BillensteinUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC09-05-2014
Brian Edward FrambesLincoln Financial Securities CorporationJ.P. Morgan Securities LLC11-09-2017
Brian Robert BatesBBVA Securities Inc.J.P. Morgan Securities LLC10-31-2013
Brian Terrence PoeVersant Capital Management, Inc.J.P. Morgan Securities LLC01-25-2019
Cesar Martin Castelo Jr.Morgan StanleyJ.P. Morgan Securities LLC11-15-2013
Christopher Anthony BajalBBVA Securities Inc.J.P. Morgan Securities LLC01-20-2016
Christopher Carl CaposeyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC12-04-2012
Christopher Michael BarozieUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC$25011-26-2013
Consuelo Elizabeth LopezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC05-27-2014
Cynthia Jean NunnUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC01-03-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.