Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joanne David BeltranWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-25-2020
John K LarryEquitable Advisors, LLCJ.P. Morgan Securities LLC08-12-2020
Craig BuchholzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-11-2020
Craig BuchholzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-11-2020
Nora Ismet JashariWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC08-07-2020
Anastasiia NikolenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-15-2020
Angel M. Maeda MercadoUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-31-2020
Daniel Antony St HubertNYLIFE Securities LLCJ.P. Morgan Securities LLC03-25-2020
Iman SedighianUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-16-2020
Min S. HanAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-11-2020
Arthur Schmidt FelixAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC03-06-2020
Kikelola O. AwosikaMorgan StanleyJ.P. Morgan Securities LLC03-06-2020
Bryant Gilbert SaydahCity National Securities, Inc.J.P. Morgan Securities LLC03-04-2020
Keith Richard ZavalaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Sandra M. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Michael E. WeinrebNYLIFE Securities LLCJ.P. Morgan Securities LLC02-26-2020
Daniel Adair MorrisSCF Investment Advisors, Inc.J.P. Morgan Securities LLC02-18-2020
Heidi Ann RichardsonMorgan StanleyJ.P. Morgan Securities LLC02-07-2020
Eva ValverdeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2020
Amin GhaneiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-27-2020
Himateja SimhadriHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-27-2020
Ming Hong ChungLPL Financial LLCJ.P. Morgan Securities LLC01-10-2020
Salim AugustynU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-03-2020
Alejandro HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-23-2019
Oscar RodriguezMorgan StanleyJ.P. Morgan Securities LLC12-23-2019
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Showing 1 to 25 of 1,049 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.