Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amin GhaneiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-27-2020
Himateja SimhadriHSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-27-2020
Guannan HeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-30-2019
Jimin ChenHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-21-2019
Ping XuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-07-2019
Eric LiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-12-2019
Xianglin ShiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-30-2019
Shanshan WuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC03-04-2019
Douglas Armando Barrera VenturaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC12-24-2018
Jesse G. WangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-15-2017
Junia LiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$2510-09-2017
Nicholas J. HardiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-13-2017
Ross Russell YoungHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-24-2017
Johnny LeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-03-2017
Thao N. PhamHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-25-2016
Michelle T. NguyenHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-25-2016
Karena Ming ZhuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-21-2016
Justin Robert KoroyanHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-03-2016
Steve SongHSBC Securities (USA) Inc.J.P. Morgan Securities LLC12-18-2015
William Larry StandridgeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-19-2015
Chun Pong LauHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-14-2015
Peter Meng TinHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-21-2015
Francisco Antonio GalanHSBC Securities (USA) Inc.J.P. Morgan Securities LLC04-21-2015
Hieu Ngoc Phuc PhamHSBC Securities (USA) Inc.J.P. Morgan Securities LLC12-19-2013
Michael K. LeeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-01-2013

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.