Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Richard ZavalaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Sandra M. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Eva ValverdeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2020
Mitchell Douglas BellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2019
Victor Dominguez RodriguezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2019
Joshua MunozWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2019
Phillip Edwin Rogers Sr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-30-2019
Robert DuranWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-30-2019
Richard MontoyaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2019
Yongyi FengWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-31-2019
Brian Joseph JettonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-26-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Ryan F. TominagaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-07-2019
Jesse Lee StarrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15002-01-2019
Richard Lance PerryWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
Valerie Cynthia KrebsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-09-2018
Victor H. AvilaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2018
Yong En XiaoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-01-2018
Juan Espitia Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-19-2018
Rafael Fernandes PerroneWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-28-2018
Angel Eduardo MatosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-27-2018
Jose L. DuarteWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-08-2018
Edgar MirakyanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-02-2018
Vishal SharmaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-29-2018
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.