Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Charles LawrenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-24-2019
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Chase A. RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
Thomas F. PiersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-21-2017
Eugene Robert Lopez JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-09-2017
Tram T. DaoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-21-2017
Paul Harris MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2017
Craig S ConnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC02-17-2017
Peter C. SherlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-04-2017
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
Weston M. MillnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-19-2016
Timothy Douglas JensenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-26-2016
Michael Scott SmithWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-19-2016
Michael G. GegenRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC01-15-2016
Anthony M TeCrestone Securities LLCJ.P. Morgan Securities LLC12-04-2015
Bruce Anthony DibiaseMorgan StanleyJ.P. Morgan Securities LLC$15008-20-2015
Ryan Jonathon BluskePersonal Capital Advisors CorporationJ.P. Morgan Securities LLC07-16-2015
Conor Sullivan McCallinMorgan StanleyJ.P. Morgan Securities LLC06-22-2015
Sean E. HagermanEdward JonesJ.P. Morgan Securities LLC05-20-2015
Austin G. OldsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-08-2015
Michael Patrick StarkWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1005-16-2014
Ian Thomas GlassfordWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2014
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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