Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig S ConnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC02-17-2017
Jill D. Pedicord PetersonBancWest Investment Services, Inc.J.P. Morgan Securities LLC07-12-2011
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
Anthony M TeCrestone Securities LLCJ.P. Morgan Securities LLC12-04-2015
Chase A. RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Sean E. HagermanEdward JonesJ.P. Morgan Securities LLC05-20-2015
Roger EsquibelEdward JonesJ.P. Morgan Securities LLC09-20-2013
Ted Eric AlbrechtLPL Financial LLCJ.P. Morgan Securities LLC$5010-11-2019
Maryann RuckLPL Financial LLCJ.P. Morgan Securities LLC08-04-2009
Timothy Charles LawrenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-24-2019
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
Paul Harris MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2017
Peter C. SherlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-04-2017
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
Bruce Anthony DibiaseMorgan StanleyJ.P. Morgan Securities LLC$15008-20-2015
Conor Sullivan McCallinMorgan StanleyJ.P. Morgan Securities LLC06-22-2015
Timothy Donald Soderquist, Daniel Lee WincklerMorgan StanleyJ.P. Morgan Securities LLC02-11-2011
Jessica Rose ArcheyNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC01-30-2014
Ryan Jonathon BluskePersonal Capital Advisors CorporationJ.P. Morgan Securities LLC07-16-2015
Michael G. GegenRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC01-15-2016
Thomas F. PiersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-21-2017
Eugene Robert Lopez JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-09-2017
Tram T. DaoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-21-2017
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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