Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad DysonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$50003-16-2018
Craig S ConnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-17-2017
Michael Allen RobbBancWest Investment Services, Inc.J.P. Morgan Securities LLC01-06-2017
Jill D. Pedicord PetersonBancWest Investment Services, Inc.J.P. Morgan Securities LLC07-12-2011
William Clarence Larkin Jr.BBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC01-11-2013
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
Tommy Neal Bradford Jr.BBVA Securities Inc.J.P. Morgan Securities LLC06-24-2015
Megan T LameratoBBVA Securities Inc.J.P. Morgan Securities LLC12-16-2014
Lorena I. BenavidezBOK Financial Securities, Inc.J.P. Morgan Securities LLC01-18-2019
Tomas J. MarinCentaurus Financial, Inc.J.P. Morgan Securities LLC08-28-2019
Matthew John BakerCharles Schwab Investment Advisory, IncJ.P. Morgan Securities LLC12-18-2015
Jason Stewart DohrmanCreative PlanningJ.P. Morgan Securities LLC11-17-2017
Anthony Matthew TeCrestone Securities LLCJ.P. Morgan Securities LLC12-04-2015
Jeffrey J BurneyCrestone Securities LLCJ.P. Morgan Securities LLC$50008-27-2015
Marc William PattersonCrestone Securities LLCJ.P. Morgan Securities LLC09-19-2011
Kaylene Renee LarimoreCUSO Financial Services, L.P.J.P. Morgan Securities LLC08-07-2013
Chase A. RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Sean E. HagermanEdward JonesJ.P. Morgan Securities LLC$15005-20-2015
Roger EsquibelEdward JonesJ.P. Morgan Securities LLC$25009-20-2013
Jason John RoqueFinancial Action, Inc.J.P. Morgan Securities LLC07-26-2013
Maria Carmen RuizGWFS Equities, Inc.J.P. Morgan Securities LLC11-27-2019
Amber Rae NilesGWFS Equities, Inc.J.P. Morgan Securities LLC$15006-17-2019
Margaret Arrington PettyGWFS Equities, Inc.J.P. Morgan Securities LLC03-23-2017
Jeffrey John CruzGWFS Equities, Inc.J.P. Morgan Securities LLC$50012-06-2014
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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