Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ortis Milfort PyronneauAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-08-2018
Evelyn Spahalic PolstonAllstate Financial Services, LLCJ.P. Morgan Securities LLC04-13-2017
Christine HughesAllstate Financial Services, LLCJ.P. Morgan Securities LLC05-20-2015
Charles Alexis FabienAllstate Financial Services, LLCJ.P. Morgan Securities LLC$50004-28-2015
Alexander AliceaAllstate Financial Services, LLCJ.P. Morgan Securities LLC02-25-2015
Ruben Jorge PerezAmerant Investments, Inc.J.P. Morgan Securities LLC08-30-2013
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Mark Andrew SuttonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-19-2018
Mauricio R. AlvesAXA Advisors, LLCJ.P. Morgan Securities LLC09-03-2019
Elchin Akram BagirovAXA Advisors, LLCJ.P. Morgan Securities LLC03-01-2013
Matthew Lee BurtonBarclays Capital Inc.J.P. Morgan Securities LLC$10006-10-2010
Osmani PaulinoBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
Adam David OstermanBBVA Securities Inc.J.P. Morgan Securities LLC09-11-2017
Sean MurtaghBessemer Investor Services, Inc.J.P. Morgan Securities LLC08-09-2019
Arturo Gustavo PedrosoBessemer Investor Services, Inc.J.P. Morgan Securities LLC07-01-2013
Carlos Manuel LecourBolton Global CapitalJ.P. Morgan Securities LLC04-10-2017
Carl John LabrunaCambridge Investment Research Advisors, Inc.J.P. Morgan Securities LLC03-26-2014
Monte Ivan ResnickCamden Capital, LLCJ.P. Morgan Securities LLC08-02-2013
Lee Charles BroylesCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-05-2017
Jorge Fernandez SorianoCetera Investment Services LLCJ.P. Morgan Securities LLC01-05-2018
Victor J. FurnissCetera Investment Services LLCJ.P. Morgan Securities LLC09-28-2015
Mckinzie ValverdyCiti International Financial Services LLCJ.P. Morgan Securities LLC04-12-2017
Jonathan AntunesCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-25-2019
Elva I. DominguezCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2018
Austin V. Koenen Jr.Citigroup Global Markets Inc.J.P. Morgan Securities LLC08-28-2018
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Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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