Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Demetrius PolkWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2019
Alexander D WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2016
Alexandra Emilia Roca SaladrigasFidelity Brokerage Services LLCJ.P. Morgan Securities LLC02-15-2016
Andre Clyde SandersWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-20-2016
Anika Syeda FarhatPFS Investments Inc.J.P. Morgan Securities LLC09-25-2018
Austin Voorhees Koenen JrCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-28-2018
Benito J Canales IiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-22-2019
Blair Christopher StuartFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-29-2020
Brandon Jamarr FicklinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC12-06-2017
Carl Richard ToddOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15011-08-2019
Charles Wilson GallagherCommonwealth Financial NetworkJ.P. Morgan Securities LLC$2511-09-2009
Christina P ClarkMorgan StanleyJ.P. Morgan Securities LLC$2508-05-2015
Clayton Grant RimmerE*TRADE Securities LLCJ.P. Morgan Securities LLC12-01-2015
Dale Anthony HoeflingerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-26-2016
David Robert TrickerUBS Financial Services Inc.J.P. Morgan Securities LLC09-17-2013
Derek Maurice LawsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-04-2015
Devangi A DesaiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-04-2016
Devin L AlphinTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC02-29-2016
Donald James Bonnet JrAllstate Financial Services, LLCJ.P. Morgan Securities LLC04-07-2020
Edward Charles Baldwin SrRaymond James & Associates, Inc.J.P. Morgan Securities LLC08-13-2013
Frank Greenfield LankfordCiti Private Advisory, LLCJ.P. Morgan Securities LLC$107-05-2019
Gregg Matthew CorsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-15-2017
Heather Ashworth FaillaMWA Financial Services Inc.J.P. Morgan Securities LLC02-27-2020
Henra Hosea ChennaultWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2018
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.