Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Elizabeth GoszCetera Advisor Networks LLCJ.P. Morgan Securities LLC$106-28-2019
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-20-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Megan Dean RichterU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$103-04-2019
Michael J DeleonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-29-2019
Michael William RiordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-09-2018
Dhara S. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-03-2018
Sarkis LandhorianCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-06-2018
Inakshi Sunil SukhaniU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-03-2018
Kevin Dwyer JohnsonBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-21-2018
Kristian Phillip MalcontentoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$105-08-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
John Joseph Postel IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-16-2018
Kevin Philip MurphyPNC InvestmentsJ.P. Morgan Securities LLC02-23-2018
Mitchel Maldonado LopezThrivent Investment Management Inc.J.P. Morgan Securities LLC02-05-2018
Tyler Drew BrandonAllstate Financial Services, LLCJ.P. Morgan Securities LLC01-11-2018
Ryan Christopher MayAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15012-20-2017
TIMOTHY JAMES HOFFMANSanctuary Advisors, LLCJ.P. Morgan Securities LLC12-20-2017
Gregory Dale EicherLPL Financial LLCJ.P. Morgan Securities LLC$2512-08-2017
Patrick Joseph DugganAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-27-2017
Erik William StowersLPL Financial LLCJ.P. Morgan Securities LLC$111-21-2017
Michael Henry RobinsonLaSalle St. Securities, LLCJ.P. Morgan Securities LLC11-01-2017
Eric FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-27-2017
Christopher L AuerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-06-2017
Alan Alfonso BanuelosPNC InvestmentsJ.P. Morgan Securities LLC09-08-2017
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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