Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Christopher MayAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-20-2017
Peter Anthony Balistreri Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC06-14-2017
Daniel Emanuel BasingerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-17-2014
George Stephen Connor Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC02-14-2014
Alan M LoewyAvocet Capital Management LLCJ.P. Morgan Securities LLC03-23-2011
Kevin Dwyer JohnsonBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-21-2018
Jason D AllenBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-09-2018
Pedro Jose DagerBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC07-18-2017
Ignacio Alexander GuerreroBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC08-16-2016
Todd Ryan MarmorBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$2504-01-2015
Robert Charles LorenzBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$5001-15-2015
Karim H. K. AhamedCerity Partners LLCJ.P. Morgan Securities LLC11-23-2010
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Fatima Zilley RizviCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2019
Justin R. DraperCitigroup Global Markets Inc.J.P. Morgan Securities LLC$1009-07-2017
Erick P AdameCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-11-2016
Kelly Lynn McKennaCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-08-2016
Jason Robert DuleyCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-03-2015
June E. CiminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-10-2015
Erica L. KhanCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-18-2013
Phillip SimoncelliCountry Capital Management CompanyJ.P. Morgan Securities LLC06-11-2014
Jill Elizabeth GoszCWM, LLCJ.P. Morgan Securities LLC06-28-2019
Daniel David RadcliffEdward JonesJ.P. Morgan Securities LLC02-21-2019
Veronica JacoboFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC06-23-2017
Patrick Edward NewmanFifth Third Securities, Inc.J.P. Morgan Securities LLC03-27-2019
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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