Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC$50003-06-2015
Aaron Robert AndersonPNC InvestmentsJ.P. Morgan Securities LLC09-14-2016
Aaron Robert KowalskiFifth Third Securities, Inc.J.P. Morgan Securities LLC03-10-2015
Adolfo A. HerreraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15010-27-2015
Alan Alfonso BanuelosPNC InvestmentsJ.P. Morgan Securities LLC09-08-2017
Alan M LoewyAvocet Capital Management LLCJ.P. Morgan Securities LLC03-23-2011
Alejandro HerreraLPL Financial LLCJ.P. Morgan Securities LLC05-01-2017
Alex W. HelmsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC07-09-2019
Alexander Daniel BenassiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC04-16-2015
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$25005-20-2019
Andrew Benjamen SchniersCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-01-2018
Andrew Robert HallLPL Financial LLCJ.P. Morgan Securities LLC11-10-2014
Andrew Scott CzarkowskiUBS Financial Services Inc.J.P. Morgan Securities LLC07-16-2019
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
Anthony Leonard CatalanoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$10002-13-2017
Arturo RiveraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-08-2017
Augustine O IrediaFifth Third Securities, Inc.J.P. Morgan Securities LLC07-16-2015
Aurelio John ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2018
Ava GordonNorthern Trust Securities, Inc.J.P. Morgan Securities LLC$10002-20-2015
Barbara Halina BogaczThe Huntington Investment CompanyJ.P. Morgan Securities LLC03-13-2017
Barry Alan KrumwiedeLPL Financial LLCJ.P. Morgan Securities LLC11-05-2019
Barry Sheldon MarksGoldman Sachs & Co.J.P. Morgan Securities LLC04-30-2015
Benjamin CohenRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10002-28-2014
Bernell D. BakerLPL Financial LLCJ.P. Morgan Securities LLC11-12-2012
Bradford H. PageWilliam BlairJ.P. Morgan Securities LLC03-03-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.