Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Frederick YndestadLPL Financial LLCJ.P. Morgan Securities LLC08-26-2019
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Jill Elizabeth GoszCWM, LLCJ.P. Morgan Securities LLC06-28-2019
Terrence Earl SimpsonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC05-15-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Jackson OconnorO' Connor Wealth Management, LLCJ.P. Morgan Securities LLC04-08-2019
Fatima Zilley RizviCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2019
Patrick Edward NewmanFifth Third Securities, Inc.J.P. Morgan Securities LLC03-27-2019
Christopher Matthew JordanFifth Third Securities, Inc.J.P. Morgan Securities LLC03-13-2019
Daniel David RadcliffEdward JonesJ.P. Morgan Securities LLC02-21-2019
Michael J DeleonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-29-2019
Juan Carlos Viamontes Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-28-2019
Paula L. SheffieldFifth Third Securities, Inc.J.P. Morgan Securities LLC01-18-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Jessica L. MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-05-2018
Ria Ann BattistiNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2018
Michael William RiordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-09-2018
Dhara S. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-03-2018
Kevin Dwyer JohnsonBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-21-2018
Najib HusainU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-09-2018
Kristian Phillip MalcontentoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-08-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
John Joseph Postel IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-16-2018
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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