Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Alfonso BanuelosMorgan StanleyJ.P. Morgan Securities LLC08-31-2020
James William GreggaMorgan StanleyJ.P. Morgan Securities LLC01-10-2020
John Henry MillerMorgan StanleyJ.P. Morgan Securities LLC09-17-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
Patrick R. McDermottMorgan StanleyJ.P. Morgan Securities LLC10-07-2016
Indra Verbiejute JosephsMorgan StanleyJ.P. Morgan Securities LLC06-13-2016
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC03-06-2015
Thomas S. McGeeMorgan StanleyJ.P. Morgan Securities LLC05-20-2013
Michael Lee MatthysMorgan StanleyJ.P. Morgan Securities LLC$10004-15-2013
Rajesh GuptaMorgan StanleyJ.P. Morgan Securities LLC03-22-2013
Brandon Lee HarrisMorgan StanleyJ.P. Morgan Securities LLC03-04-2013
Denise Marie BaranowskiMorgan StanleyJ.P. Morgan Securities LLC11-09-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.