Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam D. LoweRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-20-2019
Adolfo AlvarezVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC11-02-2015
Alec Elias RosarioMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$1010-02-2017
Amy J. SmithBerthel, Fisher & Company Financial Services, Inc.J.P. Morgan Securities LLC09-17-2014
Andrew C. DickersonFBL Marketing Services, LLCJ.P. Morgan Securities LLC11-13-2013
Andrew Douglas JohnsonLPL Financial LLCJ.P. Morgan Securities LLC11-21-2016
Angela ShipmanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC04-21-2016
Anita L. PeacockThe Huntington Investment CompanyJ.P. Morgan Securities LLC09-12-2013
Anthony D. AronowitzJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC04-17-2014
Ashley D. HallThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-13-2013
Bethany YoungsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-27-2016
Brad A. TribbleCetera Advisors LLCJ.P. Morgan Securities LLC10-10-2014
Brandi A DowneyRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-06-2019
Brandon K. BanardJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC08-29-2013
Brant Ray CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-07-2016
Braylen Michael ScottLPL Financial LLCJ.P. Morgan Securities LLC08-21-2018
Brent Michael FosterIndie Asset Partners, LLCJ.P. Morgan Securities LLC04-07-2017
Brian Christopher CoxonWaddell & ReedJ.P. Morgan Securities LLC04-12-2013
Brian E. Van DuynLPL Financial LLCJ.P. Morgan Securities LLC02-23-2015
Brian Joseph PyneGoelzer Investment ManagementJ.P. Morgan Securities LLC$15003-26-2012
Caleb Thomas QuickMorgan StanleyJ.P. Morgan Securities LLC05-03-2013
Carl Edward Rhinehart IIIW&S Brokerage Services, Inc.J.P. Morgan Securities LLC08-12-2014
Carrie Ann BakerGeneos Wealth Management, Inc.J.P. Morgan Securities LLC03-12-2013
Cean Renee BentCity Securities CorporationJ.P. Morgan Securities LLC03-28-2014
Chad Edward SlaughterFifth Third Securities, Inc.J.P. Morgan Securities LLC04-28-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.