Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David F. Tiesma Jr.Fifth Third Securities, Inc.J.P. Morgan Securities LLC07-25-2019
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Dimitri Ioannis HountalasCetera Investment Services LLCJ.P. Morgan Securities LLC06-18-2019
Eric Charles MetzgerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15005-15-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC04-22-2019
Darryl Edward WalkerTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC04-11-2019
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Mario PopajWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-24-2018
Zachary Steven PaulMorgan StanleyJ.P. Morgan Securities LLC07-17-2018
James F. Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Jamie Marie-Brandt PilkintonThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-27-2018
Joshua D. PalettaThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-08-2018
Dathan Everett LumpkinsWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$15001-12-2018
Dolores Angela AngusThe Huntington Investment CompanyJ.P. Morgan Securities LLC12-15-2017
Keseanda Kiyotta RutledgeInfinex Investments, Inc.J.P. Morgan Securities LLC12-04-2017
Jay B. HowardFifth Third Securities, Inc.J.P. Morgan Securities LLC$2509-25-2017
Gary Russell Brown Jr.PNC InvestmentsJ.P. Morgan Securities LLC09-18-2017
Kara HerbertCentaurus Financial, Inc.J.P. Morgan Securities LLC08-02-2017
Bradley J. HunterCetera Investment Services LLCJ.P. Morgan Securities LLC07-24-2017
Jason Mearl MainThe Huntington Investment CompanyJ.P. Morgan Securities LLC03-13-2017
Paul C. BucklesRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-12-2017
Albert Alan BergerWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$5011-04-2016
Christine Marie PaulLPL Financial LLCJ.P. Morgan Securities LLC09-13-2016
Daniel Aaron WohlMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10008-26-2016
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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