Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morgan Lee MudgeAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$10011-08-2018
Noah C MorganAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC06-28-2013
Gregory Alexander KortB. Riley Wealth ManagementJ.P. Morgan Securities LLC09-25-2014
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC$10004-22-2019
Steven J. SchadeCambridge Investment Research, Inc.J.P. Morgan Securities LLC03-31-2014
Kara Nicole HerbertCentaurus Financial, Inc.J.P. Morgan Securities LLC08-02-2017
Dimitri Ioannis HountalasCetera Investment Services LLCJ.P. Morgan Securities LLC06-18-2019
Bradley J. HunterCetera Investment Services LLCJ.P. Morgan Securities LLC$10007-24-2017
Sheryl Ann BaunCetera Investment Services LLCJ.P. Morgan Securities LLC05-13-2015
Youssef HodrojCitizens Securities, Inc.J.P. Morgan Securities LLC05-10-2018
Vanessa S ScottCitizens Securities, Inc.J.P. Morgan Securities LLC03-26-2018
Andrew Richard DusenburyCitizens Securities, Inc.J.P. Morgan Securities LLC03-22-2018
Beth Jannette BrooksCitizens Securities, Inc.J.P. Morgan Securities LLC$10009-28-2016
Carly Diane WaltersCitizens Securities, Inc.J.P. Morgan Securities LLC06-02-2016
Jeff A. DuncanCitizens Securities, Inc.J.P. Morgan Securities LLC03-22-2016
John Kenneth Lawrence GloverCitizens Securities, Inc.J.P. Morgan Securities LLC03-16-2016
Matthew Allen WrennCitizens Securities, Inc.J.P. Morgan Securities LLC07-02-2015
Michael Wayne DixonCitizens Securities, Inc.J.P. Morgan Securities LLC05-27-2015
Marquetta Ann MarksCitizens Securities, Inc.J.P. Morgan Securities LLC01-23-2015
Tahshamika Nakecia MitchellCitizens Securities, Inc.J.P. Morgan Securities LLC$10010-30-2014
Aaron O MarshCitizens Securities, Inc.J.P. Morgan Securities LLC06-06-2014
Hanna S AwwadCitizens Securities, Inc.J.P. Morgan Securities LLC05-30-2014
Danielle S WashingtonCitizens Securities, Inc.J.P. Morgan Securities LLC07-11-2013
Lamon Rhnard JacksonCitizens Securities, Inc.J.P. Morgan Securities LLC12-17-2012
Crystal Lynn BainCitizens Securities, Inc.J.P. Morgan Securities LLC11-21-2012
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Showing 1 to 25 of 203 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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