Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC04-22-2019
Steven J. SchadeCambridge Investment Research, Inc.J.P. Morgan Securities LLC03-31-2014
Kara HerbertCentaurus Financial, Inc.J.P. Morgan Securities LLC08-02-2017
Dimitri Ioannis HountalasCetera Investment Services LLCJ.P. Morgan Securities LLC06-18-2019
Bradley J. HunterCetera Investment Services LLCJ.P. Morgan Securities LLC07-24-2017
Sheryl Ann BaunCetera Investment Services LLCJ.P. Morgan Securities LLC05-13-2015
Jeff A. DuncanCitizens Securities, Inc.J.P. Morgan Securities LLC03-22-2016
Lamon Rhnard JacksonCitizens Securities, Inc.J.P. Morgan Securities LLC12-17-2012
Bradley Ryan BastionComerica SecuritiesJ.P. Morgan Securities LLC10-28-2015
Jerold Keith JohnsonCUNA Brokerage Services, Inc.J.P. Morgan Securities LLC07-27-2015
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Benton John MillerCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-01-2015
Patrick Charles MaherCUSO Financial Services, L.P.J.P. Morgan Securities LLC07-08-2013
Christopher John ThompsonFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC06-08-2016
David F. Tiesma Jr.Fifth Third Securities, Inc.J.P. Morgan Securities LLC07-25-2019
Jay B. HowardFifth Third Securities, Inc.J.P. Morgan Securities LLC$2509-25-2017
Thomas M. DillonFifth Third Securities, Inc.J.P. Morgan Securities LLC05-06-2016
James Roy OverbeckFifth Third Securities, Inc.J.P. Morgan Securities LLC05-19-2014
Hans William MathiakFifth Third Securities, Inc.J.P. Morgan Securities LLC10-02-2012
Keseanda Kiyotta RutledgeInfinex Investments, Inc.J.P. Morgan Securities LLC12-04-2017
James F. Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Christine Marie PaulLPL Financial LLCJ.P. Morgan Securities LLC09-13-2016
Jason James MurphyLPL Financial LLCJ.P. Morgan Securities LLC06-01-2016
Ryan Allen MackinderLPL Financial LLCJ.P. Morgan Securities LLC10-12-2015
Todd W. ShimshockLPL Financial LLCJ.P. Morgan Securities LLC07-01-2015
Next Page »

Showing 1 to 25 of 77 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.