Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard Buller, Tabb Michael Wile, David Glenn Clark, Virginia Ann Wisely, David J. RunyonMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
Robert Charles Tholl Jr.Morgan StanleyJ.P. Morgan Securities LLC03-26-2010
William R Juergens Jr., Mary Elizabeth NolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-30-2010
Sara E. WohlMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2011
Debra Jones-McconnellMorgan StanleyJ.P. Morgan Securities LLC04-09-2012
Hans William MathiakFifth Third Securities, Inc.J.P. Morgan Securities LLC10-02-2012
Lamon Rhnard JacksonCitizens Securities, Inc.J.P. Morgan Securities LLC12-17-2012
Brian Christopher AilesThe Huntington Investment CompanyJ.P. Morgan Securities LLC03-04-2013
Patrick Charles MaherCUSO Financial Services, L.P.J.P. Morgan Securities LLC07-08-2013
Nicholas P. BakkerWaddell & ReedJ.P. Morgan Securities LLC07-19-2013
Matthew Alan HarbarcukMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-04-2013
Mark Francis GenoveseMorgan StanleyJ.P. Morgan Securities LLC11-04-2013
Penny Lynn SageMorgan StanleyJ.P. Morgan Securities LLC11-08-2013
Michael Jerome DymkowskiMorgan StanleyJ.P. Morgan Securities LLC11-27-2013
Andrew Derek MeyerMorgan StanleyJ.P. Morgan Securities LLC03-03-2014
Nicole Erika NielsonMorgan StanleyJ.P. Morgan Securities LLC$5003-25-2014
Steven J. SchadeCambridge Investment Research, Inc.J.P. Morgan Securities LLC03-31-2014
James Roy OverbeckFifth Third Securities, Inc.J.P. Morgan Securities LLC05-19-2014
Robert Anthony BarcelonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-25-2014
Shawn Patrick RileyPlante Moran Financial AdvisorsJ.P. Morgan Securities LLC12-02-2014
Roosevelt Emanual GraysonLPL Financial LLCJ.P. Morgan Securities LLC12-15-2014
Jared Douglas WhitteyLPL Financial LLCJ.P. Morgan Securities LLC01-05-2015
Kalomira K. ZangoulosSagePoint Financial, Inc.J.P. Morgan Securities LLC01-16-2015
Sabri Joseph Hesano Jr.UBS Financial Services Inc.J.P. Morgan Securities LLC$5002-09-2015
Brian James LambRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-12-2015
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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