Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard BullerMorgan StanleyJ.P. Morgan Securities LLC$10009-25-2009
Tabb Michael WileMorgan StanleyJ.P. Morgan Securities LLC$10009-25-2009
Virginia Ann WiselyMorgan StanleyJ.P. Morgan Securities LLC$10009-25-2009
David J. RunyonMorgan StanleyJ.P. Morgan Securities LLC$10009-25-2009
David Glenn ClarkMorgan StanleyJ.P. Morgan Securities LLC$50009-25-2009
Jerry Ralph PearsonMorgan StanleyJ.P. Morgan Securities LLC$10003-26-2010
Robert Charles Tholl Jr.Morgan StanleyJ.P. Morgan Securities LLC$25003-26-2010
William R Juergens Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10004-30-2010
Mary Elizabeth NolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10004-30-2010
Aaron Joseph PawlakMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$50008-19-2010
Sara E. WohlMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2011
Virginia Marie HommelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10012-01-2011
Debra Jones-McconnellMorgan StanleyJ.P. Morgan Securities LLC04-09-2012
Rana BerryMorgan StanleyJ.P. Morgan Securities LLC06-25-2012
John E Park Jr.UBS Financial Services Inc.J.P. Morgan Securities LLC$25006-26-2012
Hans William MathiakFifth Third Securities, Inc.J.P. Morgan Securities LLC$50010-02-2012
Bryan Jeffrey SchonMorgan StanleyJ.P. Morgan Securities LLC$10011-01-2012
Carrie Lea HigginsCitizens Securities, Inc.J.P. Morgan Securities LLC$10011-02-2012
Reginald James GilsonFifth Third Securities, Inc.J.P. Morgan Securities LLC11-09-2012
Crystal Lynn BainCitizens Securities, Inc.J.P. Morgan Securities LLC11-21-2012
Lamon Rhnard JacksonCitizens Securities, Inc.J.P. Morgan Securities LLC12-17-2012
Anthony J. AskerPNC InvestmentsJ.P. Morgan Securities LLC12-17-2012
Michael Peter SchlegelWaddell & ReedJ.P. Morgan Securities LLC$50001-11-2013
Brittany A HoganThe Huntington Investment CompanyJ.P. Morgan Securities LLC02-12-2013
Brian Christopher AilesThe Huntington Investment CompanyJ.P. Morgan Securities LLC$15003-04-2013
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Showing 1 to 25 of 203 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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