Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph ArnoldyAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$1006-14-2017
Christopher S. RowanCetera Investment Services LLCJ.P. Morgan Securities LLC11-07-2017
Jared R. MeluginCetera Investment Services LLCJ.P. Morgan Securities LLC10-12-2017
Adam J. TlustyFiduciary Counselling IncJ.P. Morgan Securities LLC08-07-2018
Joseph Pribila PlankMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-03-2016
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
James J. LyghtU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-18-2017
Richard Paul LupkesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2014
Jan-Peter BreugelmansWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-22-2014
Nicole Rochelle MotenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-03-2014
Bret Dale FarringtonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5002-01-2013

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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