Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-03-2019
Vincent DipaolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-08-2019
Pablo CardosoSantander Securities LLCJ.P. Morgan Securities LLC04-22-2019
Dennis Lee ZaplinLPL Financial LLCJ.P. Morgan Securities LLC$5003-29-2019
Hector CalaguaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2019
Dorota Bernadetta PietrykaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-01-2019
Edward EspinalSantander Securities LLCJ.P. Morgan Securities LLC01-23-2019
Cameron R. MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Joseph James BalsamoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-26-2018
Kemraj DubbraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-09-2018
Christopher L ChurneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-05-2018
William Joseph O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2018
Manuel RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-19-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
Jeremy Carl FaberlleMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2018
Steven M. ThielMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2018
Matthew John SalomonsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2018
Sabiha J KhanMML Investors Services, LLCJ.P. Morgan Securities LLC$15006-19-2018
Scott Edward CostineLPL Financial LLCJ.P. Morgan Securities LLC$15004-13-2018
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC03-30-2018
Liet C. HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
Julian Youngwoo ChoMorgan StanleyJ.P. Morgan Securities LLC12-14-2017
Anthony Dwayne StevensonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-21-2017
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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