Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bartosz WojciechowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2020
Bartosz Wojciech WojciechowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2020
Daniel Brian HirschMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5001-30-2020
David VargasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
Ruth Faye FialkoMorgan StanleyJ.P. Morgan Securities LLC$15001-03-2020
Geoffrey Ross ClevelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2020
Michelle Da Silva PereiraSantander Securities LLCJ.P. Morgan Securities LLC12-04-2019
Monika ZuhanSantander Securities LLCJ.P. Morgan Securities LLC12-04-2019
Thomas Vincent DeeganNYLIFE Securities LLCJ.P. Morgan Securities LLC12-02-2019
Jaroline MartinezSantander Securities LLCJ.P. Morgan Securities LLC11-22-2019
Jose Rafael PeraltaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-11-2019
Gary Mariano GarayUBS Financial Services Inc.J.P. Morgan Securities LLC10-25-2019
Tahja N. MendozaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2019
Ivan FelicianoJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-02-2019
Angela ShawPNC InvestmentsJ.P. Morgan Securities LLC$15009-11-2019
Michael Julian HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-06-2019
Joanna AcquavivaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-03-2019
David Randolph ReeveMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Karen Ann SmithPruco Securities, LLC.J.P. Morgan Securities LLC07-11-2019
Ina Anatoli PalmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-28-2019
Aarushi SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Vincent DipaolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-08-2019
Renato ObandoMorgan StanleyJ.P. Morgan Securities LLC$15005-06-2019
Pablo CardosoSantander Securities LLCJ.P. Morgan Securities LLC04-22-2019
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Showing 1 to 25 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.