Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Arthur Barry HenryAllstate Financial Services, LLCJ.P. Morgan Securities LLC$1409-26-2017
Kasim Basil CarterAllstate Financial Services, LLCJ.P. Morgan Securities LLC06-02-2017
Liet C. HanAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC02-08-2018
Jonathan Pike WoolleyAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC06-21-2013
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC03-30-2018
Jose Xavier HualpaAXA Advisors, LLCJ.P. Morgan Securities LLC05-01-2015
Scott Michael LillisBessemer Investor Services, Inc.J.P. Morgan Securities LLC07-14-2015
Byron Gadeh MooreCapital One Investing, LLCJ.P. Morgan Securities LLC$1008-07-2015
Thomas FilipowiczCapital One Investment Services LLCJ.P. Morgan Securities LLC12-16-2013
Eric R. Fiorito Jr.Cetera Investment Services LLCJ.P. Morgan Securities LLC04-05-2017
Gregory WolderCharles Schwab & Co., Inc.J.P. Morgan Securities LLC05-06-2014
Paul Nehme AtalaCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-10-2013
Jacklyn Susanne RiderCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-09-2011
Barata Jahmal ArthurCitizens Securities, Inc.J.P. Morgan Securities LLC$2509-14-2018
Tyler James BlodgettE*TRADE Securities LLCJ.P. Morgan Securities LLC11-03-2016
Diego E. ArriolaE*TRADE Securities LLCJ.P. Morgan Securities LLC08-19-2015
Malik Adjua WinnE*TRADE Securities LLCJ.P. Morgan Securities LLC10-28-2013
Aaron William GriswoldFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-25-2018
William DowneyFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-22-2017
Erin A. McKaneFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-01-2015
Jeff G. SkolnickFidelity Brokerage Services LLCJ.P. Morgan Securities LLC10-01-2012
Mark A. RamosG.F. Investment Services, LLCJ.P. Morgan Securities LLC10-03-2016
Sabrina MangualGladstone Wealth GroupJ.P. Morgan Securities LLC08-04-2016
Michael R SilversteinGladstone Wealth GroupJ.P. Morgan Securities LLC$107-06-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.