Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5001-09-2009
Jay Steven FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10006-09-2010
Mykhaylo StetsunWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-26-2012
Lorne Steven KellerMorgan StanleyJ.P. Morgan Securities LLC05-21-2013
Jonathan Pike WoolleyAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC06-21-2013
Marzana ZamanSantander Securities LLCJ.P. Morgan Securities LLC09-26-2013
Salvatore John GeorgianoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1010-25-2013
Max Julius PragerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-02-2013
Jeffrey Louis DanielsMorgan StanleyJ.P. Morgan Securities LLC01-30-2014
Joseph Ryan CutlerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-19-2014
Juan Martin GarciaSantander Securities LLCJ.P. Morgan Securities LLC02-28-2014
James Frederick GeitzLPL Financial LLCJ.P. Morgan Securities LLC04-17-2014
James Clement ClarkUBS Financial Services Inc.J.P. Morgan Securities LLC$10005-22-2014
Peter Barreto Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-22-2014
Daniel Patrick ClarkUBS Financial Services Inc.J.P. Morgan Securities LLC05-22-2014
Raja Mohammad QasimHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-28-2014
Michael Virgilio Jr.TFS Securities, Inc.J.P. Morgan Securities LLC06-17-2014
Gina Marie Barcello-ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-12-2014
Christopher Anthony ParilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-23-2014
Paul Edwin ButlerUBS Financial Services Inc.J.P. Morgan Securities LLC10-30-2014
Matthew DepintoRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5011-10-2014
Christopher C. RidenteMorgan StanleyJ.P. Morgan Securities LLC02-13-2015
Joseph Louis MarinaccioWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-27-2015
Jason B. MeyerMorgan StanleyJ.P. Morgan Securities LLC04-13-2015
Shawn Jason GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5004-14-2015
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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