Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15001-09-2009
Jay Steven FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15006-09-2010
Korab HasaniTD Private Client Wealth LLCJ.P. Morgan Securities LLC10-15-2012
Mykhaylo StetsunWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2510-26-2012
Lorne Steven KellerMorgan StanleyJ.P. Morgan Securities LLC05-21-2013
Curtis William MullinsEdward JonesJ.P. Morgan Securities LLC$5008-12-2013
Marzana ZamanSantander Securities LLCJ.P. Morgan Securities LLC09-26-2013
Matthew Stephen WukitschOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-22-2013
Salvatore John GeorgianoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1710-25-2013
Max PragerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-02-2013
Deborah Joan MansfieldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-14-2014
Jeffrey Louis DanielsMorgan StanleyJ.P. Morgan Securities LLC01-30-2014
Joseph Ryan CutlerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-19-2014
Anton David CheckTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC02-28-2014
James Frederick GeitzLPL Financial LLCJ.P. Morgan Securities LLC$5004-17-2014
Gregory WolderCharles Schwab & Co., Inc.J.P. Morgan Securities LLC05-06-2014
Daniel Patrick ClarkUBS Financial Services Inc.J.P. Morgan Securities LLC05-22-2014
James Clement ClarkUBS Financial Services Inc.J.P. Morgan Securities LLC05-22-2014
Raja Mohammad QasimHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-28-2014
Michael Virgilio JrTFS Securities, Inc.J.P. Morgan Securities LLC06-17-2014
Amy P CookeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-26-2014
Juan GiraldoSantander Securities LLCJ.P. Morgan Securities LLC07-08-2014
Andrew M NaniaE*TRADE Securities LLCJ.P. Morgan Securities LLC07-18-2014
Evan David SpieseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2508-26-2014
Carolyn Powell SandersonMorgan StanleyJ.P. Morgan Securities LLC09-15-2014
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.