Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarushi Y PathakMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Alexander Agostino AielloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-02-2015
Amy P CookeWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-26-2014
Analeigha OLIVIA OrtegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2018
Andrew M NaniaE*TRADE Securities LLCJ.P. Morgan Securities LLC07-18-2014
Aneudy Agustin PayanoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-01-2018
Angela ShawPNC InvestmentsJ.P. Morgan Securities LLC$15009-11-2019
Anthony Dwayne StevensonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-21-2017
Anthony M AmorosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-16-2016
Anton David CheckTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC02-28-2014
Arthur Barry HenryAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-26-2017
Bartosz WojciechowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2020
Benjamin Edward KaplowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15011-01-2018
Brian James TaylorWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5001-06-2020
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Carol Lynn Doran-TimminsMorgan StanleyJ.P. Morgan Securities LLC01-15-2016
Carolyn Powell SandersonMorgan StanleyJ.P. Morgan Securities LLC09-15-2014
Christian Xavier SantelliSantander Securities LLCJ.P. Morgan Securities LLC11-18-2016
Christine D YutzPruco Securities, LLC.J.P. Morgan Securities LLC02-20-2019
Christopher C RidenteMorgan StanleyJ.P. Morgan Securities LLC02-13-2015
Christopher L ChurneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-05-2018
Christopher R ZappyMorgan StanleyJ.P. Morgan Securities LLC05-31-2016
Curtis William MullinsEdward JonesJ.P. Morgan Securities LLC$5008-12-2013
Dana R MillmoreNYLIFE Securities LLCJ.P. Morgan Securities LLC08-09-2017
Daniel Anthony SantosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-24-2015
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.