Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose E PaniaguaLPL Financial LLCJ.P. Morgan Securities LLC10-07-2020
Timothy Joseph CunninghamBenjamin F. Edwards & Company, Inc.J.P. Morgan Securities LLC09-28-2020
Gary Todd LevineKey Investment Services LLCJ.P. Morgan Securities LLC09-23-2020
Ruben CoronaPruco Securities, LLC.J.P. Morgan Securities LLC09-21-2020
Alexander Javier Clark-RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-17-2020
Louis Joseph DenardoAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-14-2020
Joao Manuel ValenteCetera Investment Services LLCJ.P. Morgan Securities LLC$15009-03-2020
Robert Gamal DahrougAmerican Capital Partners, LLCJ.P. Morgan Securities LLC$15008-26-2020
Ryan RoselleMorgan StanleyJ.P. Morgan Securities LLC08-25-2020
Adam David EhrlichMorgan StanleyJ.P. Morgan Securities LLC08-25-2020
Miguel NunezCetera Advisors LLCJ.P. Morgan Securities LLC08-18-2020
Stephen Anthony TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-18-2020
Lee Stephen NeugebauerMorgan StanleyJ.P. Morgan Securities LLC08-14-2020
Valery Mary DesrosiersMutual of America Securities LLCJ.P. Morgan Securities LLC08-10-2020
Michael Robert CurleyCambridge Investment Research, Inc.J.P. Morgan Securities LLC08-07-2020
Jeremy Michael RayburnMorgan StanleyJ.P. Morgan Securities LLC08-07-2020
Christopher Clark GatesFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC07-31-2020
Joseph Luis DuarteFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$15007-31-2020
Adam Jordan ZipperFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC$1,00007-31-2020
Raheel HussainWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2507-31-2020
Andrew R DAmatoFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC07-31-2020
Andrew Peter GallagherFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC07-31-2020
Joshua DonCharles Schwab & Co., Inc.J.P. Morgan Securities LLC07-30-2020
Jimmy HernandezE*TRADE Securities LLCJ.P. Morgan Securities LLC07-14-2020
David Philip EderRockefeller Financial LLCJ.P. Morgan Securities LLC$8607-10-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.